Business News of Monday, 11 November 2019Source: citibusinessnews.comList of Fund Managers remaining after SEC mass license revocationSEC says there are 11 companies that have unresolved issues with the regulatorThe Securities and Exchange Commission last Friday revoked the licenses of 53 fund management companies citing several regulatory breaches. Following the mass license revocation, SEC published a list of the outstanding fund management companies on its website. Although 83 fund managers remain after the clean-up, SEC stated that there are 11 companies that have unresolved issues with the regulator. List of Fund Managers remaining after the license revocation exercise. Worldwide Investments Co. Limited*The highlighted companies, according to SEC, are Fund Managers with major regulatory issues: pending complaints, suspension etc.

Source: GhanaWeb November 11, 2019 16:21 UTC